Bank of America’s Merrill Lynch unit has agreed to pay $415 million to resolve a regulator’s claims it violated federal securities laws requiring broker-dealers to protect the cash and securities of their customers.
Bank of America’s Merrill Lynch unit has agreed to pay $415 million to resolve a regulator’s claims it violated federal securities laws requiring broker-dealers to protect the cash and securities of their customers. Michael Nagle BLOOMBERG NEWS
Bank of America’s Merrill Lynch unit has agreed to pay $415 million to resolve a regulator’s claims it violated federal securities laws requiring broker-dealers to protect the cash and securities of their customers. Michael Nagle BLOOMBERG NEWS
Bank Watch

Bank Watch

News and notes on Charlotte's banks and the financial industry

Merrill Lynch to pay $415M to settle claims of securities law violations

June 23, 2016 12:21 PM

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