Bank of America’s Merrill Lynch unit has agreed to pay $415 million to resolve a regulator’s claims it violated federal securities laws requiring broker-dealers to protect the cash and securities of their customers.
Bank of America’s Merrill Lynch unit has agreed to pay $415 million to resolve a regulator’s claims it violated federal securities laws requiring broker-dealers to protect the cash and securities of their customers. Michael Nagle BLOOMBERG NEWS
Bank of America’s Merrill Lynch unit has agreed to pay $415 million to resolve a regulator’s claims it violated federal securities laws requiring broker-dealers to protect the cash and securities of their customers. Michael Nagle BLOOMBERG NEWS